Ten Things to Know About Foundation Engineering and Expansive Soils

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1. What is the difference between a structural and foundation engineer?

A foundation engineer is a structural engineer trained in the art of selecting, designing, and providing oversight to the construction of the elements that transfer the weight of a structure to the underlying soil or rock.  The role of the foundation engineer is to select the type of foundation, the design of the substructure, and the supervision of construction. (Peck, Ralph B., Walter E. Hanson, and Thomas H. Thornburn.  1953. Foundation Engineering. New York: John Wiley & Sons, Inc.)

2. What is an engineering stamp?

Typically, prior to constructing a new structure or repairing an existing one, local governments will require a stamp from an engineer licensed in their respective state.  

To obtain an engineering stamp, an engineer must obtain a Bachelors of Science in Engineering from an accredited university.  They must complete and pass and eight-hour examination on the Fundamentals of Engineering.  Then, the engineer is required to work as an "Engineer-In-Training" for a minimum of four years. As an EIT, the new engineer receives on-the-job training.  Once the engineer has significant training, they will take another eight-hour examination on Professional Engineering for their particular state.  Upon successful completion of the test, the engineer is able to stamp plans.

3. Do engineers have a Code of Ethics?

Yes. Engineers do have to follow a Code of Ethics. The following excerpt is taken from the American Society of Civil Engineers' website: http://www.asce.org/inside/codeofethics.cfm.

Fundamental Principles

Engineers uphold and advance the integrity, honor and dignity of the engineering profession by:

1.      Using their knowledge and skill for the enhancement of human welfare and the environment;

2.      Being honest and impartial and serving with fidelity the public, their employers and clients;

3.      Striving to increase the competence and prestige of the engineering profession; and

4.      Supporting the professional and technical societies of their disciplines.

Fundamental Canons

1.      Engineers shall hold paramount the safety, health and welfare of the public and shall strive to comply with the principles of sustainable development in the performance of their professional duties.

2.      Engineers shall perform services only in areas of their competence.

3.      Engineers shall issue public statements only in an objective and truthful manner.

4.      Engineers shall act in professional matters for each employer or client as faithful agents or trustees, and shall avoid conflicts of interest.

5.      Engineers shall build their professional reputation on the merit of their services and shall not compete unfairly with others.

6.      Engineers shall act in such a manner as to uphold and enhance the honor, integrity, and dignity of the engineering profession.

7.      Engineers shall continue their professional development throughout their careers, and shall provide opportunities for the professional development of those engineers under their supervision.

4. When should you contact a foundation engineer prior to building?

A homeowner or homebuilder should contact a foundation engineer immediately after selecting a site, performing a soils investigation, and completing architectural plans.  If desired, a foundation engineer can help you plan the required soils investigation.  It takes approximately 3 – 4 weeks to complete a foundation plan.  In most municipalities, the foundation plan must be completed before filing for a building or construction permit.

5. How much can I expect to spend for an engineered foundation?

You can expect to pay less than 1% of the construction value of the home for an engineered foundation plan. 

6. What are expansive soils?

There are three basic types of soil: sand, silt and clay. Clay soils are generally classified as "expansive." This means clay will tend to expand (increase in volume) as it absorbs water and it will shrink (lessen in volume) as water is drawn away. Clays are naturally occurring materials found in low-lying regions and flood plains. (Living With Expansive Soils A Guide to Expansive Soil and a Few Suggestions on How to Minimize its Effects. City of Torrance, Department of Building and Safety: January 1991).

There are many claystone bedrock formations that are expansive in Colorado as well.

7. What damage can occur to foundations from expansive soils?

When expansive soils supporting a foundation are allowed to become moist, cracks may appear, windows and doors may stick and floors may slope as the foundation becomes progressively more out of level.

When expansive soil becomes very wet, the concentrated weight of the foundation and structure will inhibit the soil's upward expansion, but outward expansion can occur.  As the soil dries and shrinks, the footings will not be returned to their original position. Instead, they can move to a slightly lower level. This process can accumulate if the wetting and drying is allowed to continue season after season, year after year.

8. What can I do to minimize the effects of expansive soils?

If a homeowner discovers their home is constructed over expansive soils, they can minimize cracking and possibly prevent major damage by controlling the moisture levels around their foundation.  Here are some suggestions that might help (Adapted from Living With Expansive Soils A Guide to Expansive Soil and a Few Suggestions on How to Minimize its Effects. City of Torrance, Department of Building and Safety: January 1991):

1.      Roof Drainage - Install rain gutters with downspouts well away from the foundation backfall via non-erodible surfaces.

2.      Planter and Yard Drainage - All areas should drain properly. Even puddles are potential problems.

3.      Concrete and Asphalt Areas - These also should drain to the street. Where possible, concrete and asphalt should flow to a yard or planter area.

4.      Subsurface Drainage - Install drains if necessary to eliminate ponding. Maintain all lines clean and free-flowing. Drain lines should discharge in accordance with local drainage plans.

5.      Repair Plumbing Leaks - Monitor consumption. An unexplained increase in your water bill could indicate a leak. Repair immediately.

6.      Landscaping - Plan carefully. Trees, small ones, can draw huge amounts of water from nearby soils. They should not be planted close to structures.

Homeowners are strongly encouraged to contact a foundation engineer for additional recommendations, preventatives measures, and designs for repair.

9. If the foundation cracks, what can a homeowner expect to pay to repair it?

“Selected annual U.S. losses from expansive soils were $798.1 million in 1970 and are expected to rise to $997.1 million by year 2000. (Wiggins et al., 1978 and Petak et al., 1978 as cited in Nelson, John D. and Debora J. Miller. 1992. Expansive Soils: Problems in Practice in Foundation and Pavement Engineering. John Wiley & Sons, Inc.: New York, NY.)

When problems with the structural integrity of a foundation are discovered they can be as small as cracked plaster to as large as foundation cracks. While these problems may not cause the house to collapse, they may cost the homeowner anywhere from $500.00 to $50,000.00 dollars to repair.

10. What can be done to repair expansive soil damage?

The homeowner should take preventative measures immediately upon discovery of expansive soil damage to their foundation.  A professional Foundation Engineer should make a site visit to diagnose the foundation's failure. After analyzing your particular situation, the engineer can design an engineered repair plan for your property.

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